SEC Form 4 · accession 0001209191-19-007421
Noble Corp plc · NE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Turcotte
Officer — Sr. VP, Gen Counsel & Corp Sec
Period of report
Feb 2, 2019
Accepted (ET)
Feb 5, 2019 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares | Feb 2, 2019 | A | 46,495 | $0.00 | A | 308,093 | D | |
| SharesF1 | Feb 2, 2019 | F | 11,145 | $3.39 | D | 296,948 | D | |
| Shares | Feb 3, 2019 | A | 30,538 | $0.00 | A | 327,486 | D | |
| SharesF1 | Feb 3, 2019 | F | 7,437 | $3.39 | D | 320,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | $0.00 | Feb 2, 2019 | D | 46,495 | D | — | — | Shares | 46,495 | 92,990 | D |
| Restricted Stock UnitsF2,F5,F4 | $0.00 | Feb 3, 2019 | D | 30,538 | D | — | — | Shares | 30,538 | 30,538 | D |
Explanation of responses
- F1Amount forfeited for payment of tax.
- F2Each restricted stock unit represents a contingent right to receive one share.
- F3Represents the first of three vesting events for restricted stock units awarded on February 2, 2018.
- F4The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.
- F5Represents the second of three vesting events for restricted stock units awarded on February 3, 2017.