SEC Form 4 · accession 0001209191-19-007396
Noble Corp plc · NE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon A Marshall
Director
Period of report
Feb 2, 2019
Accepted (ET)
Feb 5, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SharesF1 | Feb 1, 2019 | A | 3,687 | $0.00 | A | 132,286 | D | |
| SharesF2 | Feb 1, 2019 | F | 148 | $3.39 | D | 132,138 | D | |
| Shares | Feb 2, 2019 | A | 42,918 | $0.00 | A | 175,056 | D | |
| SharesF2 | Feb 2, 2019 | F | 2,432 | $3.39 | D | 172,624 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | $0.00 | Feb 2, 2019 | D | 42,918 | D | — | — | Shares | 42,918 | 0 | D |
Explanation of responses
- F1The shares reported were acquired, at the option of the director, in lieu of the director's quarterly retainer payment.
- F2Amount forfeited for the payment of tax.
- F3Each restricted stock unit represents a contingent right to receive one share.
- F4Represents full vesting for restricted stock units awarded on February 2, 2018.
- F5The restricted stock units vest and settle on the first anniversary of the grant date.