SEC Form 4 · accession 0001209191-18-006281
Noble Corp plc · NE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Williams
Other
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares | Jan 29, 2018 | A | 189,853 | $0.00 | A | 1,035,401 | D | |
| Shares | Jan 29, 2018 | F | 46,585 | $4.94 | D | 988,816 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jan 29, 2018 | D | 61,984 | D | — | — | Shares | 61,984 | 0 | D |
| Restricted Stock UnitsF3,F2 | $0.00 | Jan 29, 2018 | D | 127,869 | D | — | — | Shares | 127,869 | 127,869 | D |
Explanation of responses
- F1Represents the last of three vesting events for restricted stock units awarded on January 29, 2015.
- F2The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.
- F3Represents the second of three vesting events for restricted stock units awarded on January 29, 2016.