SEC Form 4 · accession 0001209191-17-006317
Noble Corp plc · NE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Johnson
Officer — Sr. VP-Marketing & Contracts
Period of report
Jan 29, 2017
Accepted (ET)
Jan 31, 2017 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SharesF1 | Jan 29, 2017 | A | 39,675 | $0.00 | A | 80,564 | D | |
| Shares | Jan 29, 2017 | F | 11,465 | $7.175 | D | 69,099 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Jan 29, 2017 | D | 24,043 | D | — | — | Shares | 24,043 | 48,088 | D |
| Restricted Stock UnitsF4,F3 | $0.00 | Jan 29, 2017 | D | 10,595 | D | — | — | Shares | 10,595 | 10,596 | D |
| Restricted Stock UnitsF5,F6,F3 | $0.00 | Jan 29, 2017 | D | 5,037 | D | — | — | Shares | 5,037 | 0 | D |
Explanation of responses
- F1Holdings on the initial filing dated March 12, 2014 were overstated by 2,882 shares; total shown has been adjusted to correct the overstatement.
- F2Represents the first of three vesting events for restricted stock units awarded on January 29, 2016.
- F3The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.
- F4Represents the second of three vesting events for restricted stock units awarded on January 29, 2015.
- F5Total share amount reflects an adjustment to outstanding awards as a result of the spin-off of Paragon Offshore plc. The number of shares awarded prior to the spin-off have been increased to provide awardee with substantially equivalent economic value after the spin-off.
- F6Represents the third of three vesting events for restricted stock units awarded on January 29, 2014.