SEC Form 4 · accession 0000904454-15-000037
GENOCEA BIOSCIENCES, INC. · GNCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jessica Baker Flechtner
Officer — Sr. VP of Research
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001457612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 29, 2015 | M | 1,614 | $2.38 | A | 3,495 | D | |
| Common Stock | Jan 29, 2015 | S | 1,614 | $8.50 | D | 1,881 | D | |
| Common Stock | Feb 2, 2015 | M | 1,614 | $2.38 | A | 3,495 | D | |
| Common Stock | Feb 2, 2015 | S | 1,614 | $8.50 | D | 1,881 | D | |
| Common Stock | Feb 2, 2015 | M | 1,471 | $2.38 | A | 3,352 | D | |
| Common Stock | Feb 2, 2015 | S | 1,471 | $8.50 | D | 1,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $2.38 | Jan 29, 2015 | M | 1,614 | D | — | Jun 29, 2019 | Common Stock | 1,614 | 1,614 | D |
| Stock Option (Right to Buy)F3 | $2.38 | Feb 2, 2015 | M | 1,614 | D | — | Jun 29, 2019 | Common Stock | 1,614 | 0 | D |
| Stock Option (Right to Buy)F4 | $2.38 | Feb 2, 2015 | M | 1,471 | D | — | Jun 29, 2019 | Common Stock | 1,471 | 1,470 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan.
- F3The option vested 6.25% on 06/30/09 and the remainder in equal monthly installments for the next four years thereafter.
- F4The option vested 6.25% on 06/30/09 and the remainder in equal monthly installments for the next four years thereafter.