SEC Form 4 · accession 0001225738-15-000006

CAREFUSION Corp · CFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director

Period of report

Mar 11, 2015

Accepted (ET)

Mar 13, 2015 · 6:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001457543

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 11, 2015	M	533,110	$27.84	A	887,891	D
Common Stock	Mar 11, 2015	M	503,306	$25.56	A	1,391,197	D
Common Stock	Mar 11, 2015	M	318,928	$26.79	A	1,710,125	D
Common Stock	Mar 11, 2015	M	133,215	$36.17	A	1,843,340	D
Common Stock	Mar 11, 2015	F	1,103,089	$59.73	D	740,251	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock options (right to buy)^F4,F3	$27.84	Mar 11, 2015	M	533,110	D	—	Feb 15, 2018	Common Stock	533,110	0	D
Stock options (right to buy)^F4,F3	$25.56	Mar 11, 2015	M	503,306	D	—	Aug 15, 2018	Common Stock	503,306	0	D
Stock options (right to buy)^F4,F5	$26.79	Mar 11, 2015	M	318,928	D	—	Aug 15, 2019	Common Stock	318,928	159,464	D
Stock options (right to buy)^F4,F6	$36.17	Mar 11, 2015	M	133,215	D	—	Aug 15, 2020	Common Stock	133,215	266,430	D

F1The reporting person exercised this stock option pursuant to the "net exercise" provisions set forth in the stock option and not pursuant to open market activity.
F2In connection with the net exercises of the stock options set forth above, the reporting person forfeited to the issuer an aggregate of 1,103,089 shares of common stock underlying the stock options as payment of the exercise price for the stock options and related tax withholding, using the closing stock price on March 10, 2015 of $59.73.
F3Pursuant to the original terms of these stock options, these stock options are fully exercisable.
F4Granted without payment by grantee.
F5This award was granted pursuant to the CareFusion Corporation 2009 Long-Term Incentive Plan and vests as to one-third of the underlying shares on 8/15/2013, 8/15/2014 and 8/15/2015.
F6This award was granted pursuant to the CareFusion Corporation 2009 Long-Term Incentive Plan and vests as to one-third of the underlying shares on 8/15/2014, 8/15/2015 and 8/15/2016.