SEC Form 4 · accession 0001225738-15-000005
CAREFUSION Corp · CFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Stafslien
Officer — EVP, General Counsel
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001457543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | M | 75,016 | $22.59 | A | 108,762 | D | |
| Common Stock | Mar 11, 2015 | M | 69,207 | $25.56 | A | 177,969 | D | |
| Common Stock | Mar 11, 2015 | M | 46,046 | $26.79 | A | 224,015 | D | |
| Common Stock | Mar 11, 2015 | M | 21,165 | $36.17 | A | 245,180 | D | |
| Common Stock | Mar 11, 2015 | F | 151,617 | $59.73 | D | 93,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy)F4,F3 | $22.59 | Mar 11, 2015 | M | 75,016 | D | — | Aug 16, 2017 | Common Stock | 75,016 | 0 | D |
| Stock options (right to buy)F4,F3 | $25.56 | Mar 11, 2015 | M | 69,207 | D | — | Aug 15, 2018 | Common Stock | 69,207 | 0 | D |
| Stock options (right to buy)F4,F5 | $26.79 | Mar 11, 2015 | M | 46,046 | D | — | Aug 15, 2019 | Common Stock | 46,046 | 23,024 | D |
| Stock options (right to buy)F4,F6 | $36.17 | Mar 11, 2015 | M | 21,165 | D | — | Aug 15, 2020 | Common Stock | 21,165 | 42,331 | D |
Explanation of responses
- F1The reporting person exercised this stock option pursuant to the "net exercise" provisions set forth in the stock option and not pursuant to open market activity.
- F2In connection with the net exercises of the stock options set forth above, the reporting person forfeited to the issuer an aggregate of 151,617 shares of common stock underlying the stock options as payment of the exercise price for the stock options and related tax withholding, using the closing stock price on March 10, 2015 of $59.73.
- F3Pursuant to the original terms of these stock options, these stock options are fully exercisable.
- F4Granted without payment by grantee.
- F5This award was granted pursuant to the CareFusion Corporation 2009 Long-Term Incentive Plan and vests as to one-third of the underlying shares on 8/15/2013, 8/15/2014 and 8/15/2015.
- F6This award was granted pursuant to the CareFusion Corporation 2009 Long-Term Incentive Plan and vests as to one-third of the underlying shares on 8/15/2014, 8/15/2015 and 8/15/2016.