SEC Form 4 · accession 0001225738-15-000003
CAREFUSION Corp · CFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip L Francis
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001457543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2014 | G | 4,360 | $0.00 | D | 44,680 | I | By trust for self |
| Common Stock | Jan 9, 2015 | G | 9,354 | $0.00 | D | 35,326 | I | By trust for self |
| Common Stock | Jan 12, 2015 | G | 6,476 | $0.00 | D | 28,850 | I | By trust for self |
| Common StockF2 | Feb 6, 2015 | S | 28,350 | $59.91 | D | 500 | I | By trust for self |
| Common Stock | Feb 6, 2015 | M | 12,630 | $22.35 | A | 12,630 | D | |
| Common StockF3 | Feb 6, 2015 | S | 12,630 | $59.83 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F5,F4 | $22.35 | Feb 6, 2015 | M | 12,630 | D | — | Nov 5, 2015 | Common Stock | 12,630 | 0 | D |
Explanation of responses
- F1Includes 4,275 shares previously owned directly, which were contributed to the trust.
- F2Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $59.78 to $60.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $59.77 to $59.92 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F4Stock options originally granted by Cardinal Health, Inc. ("Cardinal Health"). Pursuant to the anti-dilution provisions of each stock option, the number and kind of shares subject to it and the exercise price were adjusted in conjunction with the spinoff of CareFusion Corporation from Cardinal Health on August 31, 2009. These stock options are now fully exercisable.
- F5Granted without payment by grantee.