SEC Form 3 · accession 0001209191-15-060383

PFO Global, Inc. · PFGB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 30, 2015

Accepted (ET)

Jul 10, 2015 · 12:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001456455

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	4,407,136	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
9.5% Convertible Debenture Due 2018	$1.60	holding	—	—	—	Jul 30, 2015	Jan 1, 2018	Common Stock	283,554	—	D
4.5% Convertible Debenture Due 2018	$1.60	holding	—	—	—	Jul 30, 2015	Jan 1, 2018	Common Stock	15,625	—	D
4.5% Convertible Debenture Due 2018	$1.60	holding	—	—	—	Jul 30, 2015	Jan 1, 2018	Common Stock	9,375	—	D
5.5% Convertible Debenture Due 2018^F1	$1.60	holding	—	—	—	Jul 30, 2015	Jan 1, 2018	Common Stock	968,875	—	I
4.5% Convertible Debenture Due 2018^F1	$1.60	holding	—	—	—	Jul 30, 2015	Jan 1, 2018	Common Stock	129,103	—	I
9.5% Convertible Debenture Due 2018^F1	$1.60	holding	—	—	—	Jul 30, 2015	Jan 1, 2018	Common Stock	280,621	—	I
4.5% Convertible Debenture Due 2018^F1	$1.60	holding	—	—	—	Jul 30, 2015	Jan 1, 2018	Common Stock	644,149	—	I

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.