SEC Form 4 · accession 0001144204-16-112254
PFO Global, Inc. · PFGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew G Cevasco
Officer — Chief Executive Officer
Period of report
Jun 29, 2016
Accepted (ET)
Jul 8, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001456455
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1 | $0.30 | Jun 29, 2016 | A | 1,045,875 | A | — | Jun 29, 2026 | Common Stock, par value $0.0001 per share | 1,045,875 | 1,045,875 | D |
Explanation of responses
- F1The options become exercisable in five equal annual installments beginning March 4, 2017.