SEC Form 4 · accession 0001144204-15-071384
PFO Global, Inc. · PFGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rudolf Suter
Officer — President and CEO
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001456455
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.30 | Dec 14, 2015 | A | 1,017,000 | A | Dec 14, 2015 | Dec 31, 2020 | Common Stock | 1,017,000 | 1,017,000 | D |