SEC Form 4 · accession 0001096906-18-000657
BlackRidge Technology International, Inc. · BRTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Allen Kosowsky
Director
Period of report
Sep 28, 2018
Accepted (ET)
Nov 19, 2018 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001456212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2018 | A | 197,715 | $0.35 | A | 601,952 | D | |
| Common StockF2 | Sep 28, 2018 | J | 130,556 | $0.25 | A | 732,508 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 30, 2018, the issuer issued restricted common stock, par value $0.0001 per share, to Mr. Kosowsky in lieu of cash payment of deferred fees and compensation at $0.35 per share for his service as a director on the issuer's board of directors.
- F2Shares of common stock, par value $0.0001 per share, acquired in exchange for the extinguishment of debt represented by a convertible note (the "Notes"), in the principal amount of $30,000, plus $[ ] of interest. The shares were issued on September 28, 2018 to Mr. Kosowsky.