SEC Form 3 · accession 0001455926-17-000017
IRONCLAD ENCRYPTION Corp · IRNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G. Gullickson
Officer — Vice President of Finance
Period of report
May 16, 2017
Accepted (ET)
Sep 1, 2017 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001455926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A, Common Stock | holding | — | — | — | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.47 | holding | — | — | — | Jan 5, 2018 | Jan 5, 2021 | Class A, Common Stock | 125,000 | — | D |
| Stock Option (Right to Buy)F1 | $1.47 | holding | — | — | — | Jan 5, 2019 | Jan 5, 2022 | Class A, Common Stock | 125,000 | — | D |
| Stock Option (Right to Buy)F1 | $1.47 | holding | — | — | — | Jan 5, 2020 | Jan 5, 2023 | Class A, Common Stock | 125,000 | — | D |
| Stock Option (Right to Buy)F1 | $1.47 | holding | — | — | — | Jan 5, 2021 | Jan 5, 2024 | Class A, Common Stock | 125,000 | — | D |
Explanation of responses
- F1Prior to the Reporting Person becoming an insider, the Stock Options were granted on May 5, 2017 pursuant to the Company's equity incentive plan.
Remarks
Vice President of Finance, Treasurer, and Principle Financial and Accounting Officer