SEC Form 4 · accession 0000899243-19-001981
AMERICOLD REALTY TRUST · COLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Gault
Director
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001455863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | Jan 23, 2019 | M | 110,938 | — | A | 134,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 23, 2019 | M | 100,000 | D | — | — | Common Shares of Beneficial Interest | 100,000 | 200,000 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 23, 2019 | M | 10,938 | D | — | — | Common Shares of Beneficial Interest | 10,938 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust.
- F2One-third of the RSUs vested on January 23, 2019 and the rest of the RSUs will vest ratably on January 23, 2020 and 2021.
- F3The RSUs vested on January 23, 2019.