SEC Form 4 · accession 0000899243-18-023073
AMERICOLD REALTY TRUST · COLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Musgrave
Officer — See Remarks
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001455863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Aug 20, 2018 | M | 110,000 | $9.81 | A | 139,944 | D | |
| Common Shares of Beneficial Interest | Aug 20, 2018 | F | 74,468 | $23.99 | D | 65,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $9.81 | Aug 20, 2018 | M | 64,000 | D | — | Dec 19, 2023 | Common Shares of Beneficial Interest | 64,000 | 21,000 | D |
| Stock OptionF1,F3 | $9.81 | Aug 20, 2018 | M | 46,000 | D | — | Sep 21, 2025 | Common Shares of Beneficial Interest | 46,000 | 69,000 | D |
Explanation of responses
- F1On August 20, 2018, Mr. Musgrave made a net exercise of 110,000 stock options, resulting in his acquisition of 35,532 common shares of Americold Realty Trust.
- F2Options to acquire common shares vested 20% on December 19, 2014, 2015, 2016 and 2017 and remainder vest on December 19, 2018.
- F3Options to acquire common shares vested 20% on September 21, 2016 and 2017 and remainder vest ratably on September 21, 2018, 2019 and 2020.
Remarks
Chief Information Officer and Executive Vice President