SEC Form 4 · accession 0000899243-18-022615
AMERICOLD REALTY TRUST · COLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Smernoff
Officer — See Remarks
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001455863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Aug 14, 2018 | M | 240,000 | $9.81 | A | 240,000 | D | |
| Common Shares of Beneficial Interest | Aug 14, 2018 | F | 164,493 | $23.12 | D | 75,507 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $9.81 | Aug 14, 2018 | M | 240,000 | D | — | May 13, 2025 | Common Shares of Beneficial Interest | 240,000 | 160,000 | D |
Explanation of responses
- F1On August 14, 2018, Mr. Smernoff made a net exercise of 240,000 stock options, resulting in his acquisition of 75,507 common shares of Americold Realty Trust.
- F2Options to acquire common shares vested 20% each on May 13, 2016, 2017 and 2018 and reminder vest ratably on May 13, 2019 and 2020.
Remarks
Chief Financial Officer and Executive Vice President