SEC Form 4 · accession 0000899243-18-013252
AMERICOLD REALTY TRUST · COLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Gault
Officer — See Remarks · Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001455863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | May 15, 2018 | M | 100,000 | $9.81 | A | 100,000 | D | |
| Common Shares of Beneficial Interest | May 15, 2018 | F | 46,648 | $21.03 | D | 53,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F2 | $9.81 | May 15, 2018 | M | 100,000 | D | — | Feb 1, 2022 | Common Shares of Beneficial Interest | 100,000 | 1,001,747 | D |
Explanation of responses
- F1On May 15, 2018, Mr. Gault made a net exercise of 100,000 stock options, resulting in his acqusition of 53,352 common shares of beneficial interest of Americold Realty Trust (the "Company"). The transactions described herein were pursuant to an exception to a lock-up agreement between Mr. Gault and the underwriters with respect to the initial public offering of the Company.
- F2Options to acquire common shares of beneficial interest vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017.
Remarks
Chairman of the Board of Trustees