SEC Form 4/A · accession 0000899243-18-009157
AMERICOLD REALTY TRUST · COLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey M Gault
Officer — See Remarks · Director
Period of report
Jan 23, 2018
Accepted (ET)
Apr 2, 2018 · 9:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001455863
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 23, 2018 | A | 300,000 | A | — | — | Common Shares of Beneficial Interest | 300,000 | 300,000 | D |
| Restricted Stock UnitsF2 | — | Jan 23, 2018 | A | 10,938 | A | — | — | Common Shares of Beneficial Interest | 10,938 | 10,938 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021.
- F2The RSUs will vest on January 23, 2019.
Remarks
This report on Form 4A replaces in its entirety the Form 4 filed by the reporting person on January 24, 2018. This report is being filed to reflect the additional award of RSUs on January 23, 2018. Chairman of the Board of Trustees