SEC Form 4/A · accession 0000899243-18-009146
AMERICOLD REALTY TRUST · COLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James R Heistand
Director
Period of report
Jan 23, 2018
Accepted (ET)
Apr 2, 2018 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001455863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Jan 23, 2018 | P | 31,250 | $16.00 | A | 31,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 23, 2018 | A | 6,250 | A | — | — | Common Shares of Beneficial Interest | 6,250 | 6,250 | D |
| Restricted Stock UnitsF2 | — | Jan 23, 2018 | A | 6,250 | A | — | — | Common Shares of Beneficial Interest | 6,250 | 6,250 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2019, 2020 and 2021.
- F2The RSUs will vest on January 23, 2019.
Remarks
This report on Form 4A replaces in its entirety the Form 4 filed by the reporting person on January 24, 2018. This report is being filed to reflect the additional award of RSUs on January 23, 2018.