SEC Form 4/A · accession 0001562180-18-003443
TPI COMPOSITES, INC · TPIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Lawrence DeRosa
Director · 10% Owner
Period of report
Jul 22, 2017
Accepted (ET)
Aug 1, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001455684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 22, 2017 | M | 2,880 | $0.00 | A | 2,880 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a- 1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. The original Form 4, filed on July 25, 2017 (the "Original Form 4), is being amended to delete the following incorrect statement that was contained in footnote 1 of the Original Form 4: "The Reporting Person is contractually obligated to turn over any proceeds from the sale of these shares to Element II G.P., LLC ("GP LLC") and/or certain entities affiliated with GP LLC."