SEC Form 4 · accession 0001104659-15-049012
CATABASIS PHARMACEUTICALS INC · CATB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
MedImmune Ventures, Inc.
10% Owner
Period of report
Jun 30, 2015
Accepted (ET)
Jun 30, 2015 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001454789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2015 | C | 1,079,115 | — | A | 1,079,115 | D | |
| Common StockF1,F2 | Jun 30, 2015 | C | 330,098 | — | A | 1,409,213 | D | |
| Common StockF2 | Jun 30, 2015 | P | 223,439 | $12.00 | A | 1,632,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF2,F1 | — | Jun 30, 2015 | C | 13,866,666 | D | — | — | Common Stock | 1,079,115 | 0 | D |
| Series B Preferred StockF2,F1 | — | Jun 30, 2015 | C | 4,241,780 | D | — | — | Common Stock | 330,098 | 0 | D |
Explanation of responses
- F1The Series A and Series B Preferred Stock converted into Common Stock on a 1-for-12.85 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A and B Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- F2These shares are owned directly by MedImmune Ventures, Inc. Ron Laufer is the Senior Managing Partner of MedImmune Ventures, Inc., and as a result, Dr. Laufer may be deemed to hold voting, dispositive and investment power over the shares held by MedImmune Ventures, Inc. Dr. Laufer disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.