SEC Form 4 · accession 0001079974-16-001763
NEW ASIA ENERGY INC. · NAEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kok Peng Jeffrey Lin
Officer — CEO, CFO, Chairman · Director · 10% Owner
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001454510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | J | 97,542,857 | — | A | 114,621,557 | I | By Rock Capital Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are beneficially owned by Rock Capital Limited, which is wholly owned and controlled by Jeffrey Lin Kok Peng. On November 28, 2016, New Asia Energy, Inc. issued 97,542,857 shares of common stock to Rock Capital Limited upon Rock Capital Limited's conversion of US$102,420 in advances made by Rock Capital Limited to the Company into shares of common stock of the Company (at a conversion price of US$0.00105 per share).