SEC Form 4 · accession 0001454389-16-000133
STONEGATE MORTGAGE CORP · SGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Long Ridge Equity Partners, LLC
10% Owner
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001454389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2016 | A | 31,496 | $3.81 | A | 6,987,465 | I | See Note 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F115,748 shares shall be vested upon issuance and 15,748 shares shall vest on May 27, 2017.
- F2The record holder of these securities is Stonegate Investors Holdings, LLC, of which Long Ridge Equity Partners, LLC is the managing member over which Messrs. Kevin Bhatt and James Brown have voting and dispositive authority.