SEC Form 4 · accession 0001454389-16-000131
STONEGATE MORTGAGE CORP · SGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A. Mirro
Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001454389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2016 | A | 15,748 | $3.81 | A | 129,848 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F17,874 shares shall vest upon issuance and 7,874 shares shall vest on May 27, 2017.
- F2Includes 101,484 stock options issued 10/9/2013 which expire on 3/9/2022.