SEC Form 4 · accession 0001454389-16-000091
STONEGATE MORTGAGE CORP · SGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Kraemer
Officer — Chief Executive Officer · Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 29, 2016 · 10:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001454389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2016 | A | 178,891 | $5.74 | A | 240,996 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares vest on April 27, 2019, or earlier upon death or disability of Mr. Kraemer, Change in Control of the Company (as defined in the Company's 2013 Omnibus Incentive Compensation Plan), or Mr. Kraemer's departure from the Board (after service of at least one year from April 27, 2016).