SEC Form 4 · accession 0001454389-16-000089
STONEGATE MORTGAGE CORP · SGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F. Macke
Officer — EVP - Capital Markets
Period of report
Apr 19, 2016
Accepted (ET)
Apr 20, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001454389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 19, 2016 | A | 20,000 | $5.84 | A | 100,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The stock options vest in three annual installments beginning October 29, 2016 and ending October 29, 2018.
- F2Includes 80,750 stock options issued May 15, 2014 with and exercise price of $18.00 per share which vest in four equal installments beginning May 15, 2014 and ending May 15, 2017.