SEC Form 4 · accession 0001454389-15-000048
STONEGATE MORTGAGE CORP · SGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Long Ridge Equity Partners, LLC
10% Owner
Period of report
Jul 30, 2015
Accepted (ET)
Aug 4, 2015 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001454389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2015 | A | 12,606 | $9.52 | A | 6,943,363 | I | See Note 1 |
| Common StockF2,F1 | Jul 30, 2015 | A | 12,606 | $9.52 | A | 6,955,969 | I | See Note 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The record holder of these securities is Long Ridge Capital Management LP, of which Long Ridge Equity Partners, LLC is the general partner over which Messrs. Kevin Bhatt and James Brown have voting and dispositive authority.
- F26,303 shares shall be vested upon issuance and 6,303 shares shall vest on May 27, 2016.