SEC Form 4/A · accession 0001453814-15-000033
Medidata Solutions, Inc. · MDSO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eileen Schloss
Other
Period of report
Feb 9, 2015
Accepted (ET)
Feb 18, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001453814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2015 | M | 9,946 | $18.76 | A | 55,727 | D | |
| Common Stock | Feb 9, 2015 | M | 2,553 | $37.51 | A | 58,280 | D | |
| Common StockF2 | Feb 9, 2015 | S | 12,499 | $44.4266 | D | 45,781 | D | |
| Common StockF3 | Feb 9, 2015 | F | 385 | $45.38 | D | 45,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $18.76 | Feb 9, 2015 | M | 9,946 | D | — | Oct 29, 2022 | Common Stock | 9,946 | 46,301 | D |
| Stock Option (right to buy)F5 | $37.51 | Feb 9, 2015 | M | 2,553 | D | — | Oct 29, 2022 | Common Stock | 2,553 | 34,947 | D |
Explanation of responses
- F1Included are 206 shares which were purchased pursuant to the terms of the Medidata Solutions, Inc. Employee Stock Purchase Plan on December 31, 2014.
- F2Such transaction was executed in multiple trades at prices ranging from $44.40 to $44.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Shares withheld by Medidata to satisfy the tax withholding obligation in connection with the vesting of previously awarded restricted stock.
- F4The options vested as to 25% of the shares on October 29, 2013 and 1/36th of the remaining options will become exercisable each month thereafter for the next 36 months.
- F5The options vested as to 25% of the shares on October 29, 2013 and 1/36th of the remaining options will become exercisable each month thereafter for the next 36 months