SEC Form 4 · accession 0001638599-17-000668
SELECTA BIOSCIENCES INC · SELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Siewers
Officer — Chief Financial Officer
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001453687
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2017 | M | 3,846 | $0.47 | A | 3,882 | D | |
| Common StockF2 | Jun 29, 2017 | M | 5,770 | $0.63 | A | 9,652 | D | |
| Common StockF1,F2,F3 | Jun 29, 2017 | S | 9,616 | $20.0002 | D | 36 | D | |
| Common StockF4 | Jun 29, 2017 | S | 36 | $20.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F5 | $0.47 | Jun 29, 2017 | M | 3,846 | D | — | Sep 19, 2019 | Common Stock | 3,846 | 0 | D |
| Employee Stock Option (right to buy)F2,F5 | $0.63 | Jun 29, 2017 | M | 5,770 | D | — | Sep 6, 2020 | Common Stock | 5,770 | 9,614 | D |
Explanation of responses
- F1The transactions reported for the 3,846 shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2016.
- F2The transactions reported for the 5,770 shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2016.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.01, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the set forth herein.
- F4The 36 shares sold were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.
- F5All shares underlying this option are fully vested.