SEC Form 4 · accession 0001104659-17-024214
SELECTA BIOSCIENCES INC · SELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd P. Johnston
Officer — COO AND SVP, R&D
Period of report
Apr 17, 2017
Accepted (ET)
Apr 18, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001453687
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2017 | M | 13,205 | $0.39 | A | 14,811 | D | |
| Common Stock | Apr 17, 2017 | S | 13,205 | $13.95 | D | 1,606 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $0.39 | Apr 17, 2017 | M | 13,205 | D | — | Jul 6, 2018 | Common Stock | 13,205 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2016.
- F2All shares underlying this option are fully vested.