SEC Form 4 · accession 0001104659-16-130149
SELECTA BIOSCIENCES INC · SELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 27, 2016
Accepted (ET)
Jun 29, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001453687
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2016 | C | 178,890 | $0.00 | A | 178,890 | I | By VTB Capital I2BF Netherlands B.V. |
| Common Stock | Jun 27, 2016 | C | 178,890 | $0.00 | A | 178,890 | I | By Selecta RKFN Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series SRN Convertible Preferred StockF1 | — | Jun 27, 2016 | C | 178,890 | D | — | — | Common Stock | 178,890 | 0 | I |
| Series SRN Convertible Preferred StockF1 | — | Jun 27, 2016 | C | 178,890 | D | — | — | Common Stock | 178,890 | 0 | I |
Explanation of responses
- F1The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.