SEC Form 4 · accession 0000899243-16-023868
SELECTA BIOSCIENCES INC · SELB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rusnano
10% Owner
Period of report
Jun 27, 2016
Accepted (ET)
Jun 29, 2016 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001453687
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2016 | P | 107,143 | $14.00 | A | 157,009 | D | |
| Common StockF1 | Jun 27, 2016 | C | 799,915 | — | A | 956,924 | D | |
| Common StockF2 | Jun 27, 2016 | C | 208,705 | — | A | 1,165,629 | D | |
| Common StockF3 | Jun 27, 2016 | C | 310,548 | — | A | 1,476,177 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Convertible Preferred StockF1 | — | Jun 27, 2016 | C | 2,981,019 | D | — | — | Common Stock | 799,915 | 0 | D |
| Series SRN Convertible Preferred StockF2 | — | Jun 27, 2016 | C | 777,777 | D | — | — | Common Stock | 208,705 | 0 | D |
| Series E Convertible Preferred StockF3 | — | Jun 27, 2016 | C | 781,322 | D | — | — | Common Stock | 310,548 | 0 | D |
Explanation of responses
- F12,981,019 outstanding shares of Series D Convertible Preferred Stock automatically converted into 799,915 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- F2777,777 outstanding shares of Series SRN Convertible Preferred Stock automatically converted into 208,705 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- F3781,322 outstanding shares of Series E Convertible Preferred Stock automatically converted into 310,548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and had no expiration date.