SEC Form 4 · accession 0001144204-15-040913
Xtant Medical Holdings, Inc. · XTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent L Swanson
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001453593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | M | 9,828 | $0.00 | A | 44,828 | D | |
| Common Stock | holding | — | — | — | 20,000 | I | By Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Jul 1, 2015 | M | 9,828 | D | — | — | Common Stock | 9,828 | 0 | D |
| Restricted Stock UnitF2,F3 | — | Jul 1, 2015 | A | 11,764 | A | — | — | Common Stock | 11,764 | 11,764 | D |
Explanation of responses
- F1Each restricted stock unit converted into one share of common stock effective 7-1-15
- F2Each restricted stock unit represents the contingent right to receive one share of Bacterin common stock.
- F3The restricted stock units vest on July 1, 2016.