SEC Form 4 · accession 0001144204-19-000604
ARC Group, Inc. · ARCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seenu G. Kasturi
Officer — CEO and CFO · Director · 10% Owner
Period of report
Jan 1, 2019
Accepted (ET)
Jan 4, 2019 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Jan 1, 2019 | A | 10,706 | — | A | 1,124,093 | D | |
| Common stock, $.01 par valueF2 | Jan 2, 2019 | A | 390,000 | — | A | 1,514,093 | D | |
| Common Stock, $.01 par value | holding | — | — | — | 911 | I | By Blue Victory Holdings, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were granted to the Reporting Person pursuant to the terms of the Reporting Person's employment agreement with the Issuer.
- F2The shares were granted to the Reporting Person pursuant to the terms of the Reporting Person's amended and restated employment agreement with the Issuer under a restricted stock award that vests in three equal annual installments commencing March 31, 2019.