SEC Form 4 · accession 0001144204-18-048900
ARC Group, Inc. · ARCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seenu G. Kasturi
Officer — President and CFO · Director · 10% Owner
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Sep 6, 2018 | P$0 | 12,115 | — | A | 1,096,573 | D | |
| Common Stock, $0.01 par valueF2 | Sep 7, 2018 | P$0 | 8,200 | — | A | 1,104,773 | D | |
| Series A Convertible Preferred Stock, $0.01 par value | holding | — | — | — | 449,581 | D | ||
| Common Stock, $0.01 par value | holding | — | — | — | 911 | I | By Blue Victory Holdings, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price is a weighted average price. The shares were purchased in multiple transactions on the open market at prices ranging from $1.70 to $2.00. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).
- F2This price is a weighted average price. The shares were purchased in multiple transactions on the open market at prices ranging from $1.95 to $2.10. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).