SEC Form 4 · accession 0001144204-18-036442
ARC Group, Inc. · ARCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seenu G. Kasturi
Officer — President and CFO · Director · 10% Owner
Period of report
Jun 26, 2018
Accepted (ET)
Jun 28, 2018 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | Jun 26, 2018 | J | 666,667 | — | D | 2,339,308 | D | |
| Common Stock, $.01 par valueF2 | Jun 26, 2018 | J | 549,692 | — | D | 1,789,616 | D | |
| Common Stock, $.01 par value | Jun 26, 2018 | G | 712,222 | $0.00 | D | 1,077,394 | D | |
| Series A Convertible Preferred Stock, $0.01 par value | holding | — | — | — | 449,581 | D | ||
| Common Stock, $.01 par value | holding | — | — | — | 911 | I | By Blue Victory Holdings, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were transferred in multiple transactions to several third parties as partial consideration for the purchase of a business. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, upon request, full information regarding the transactions for which the shares were transferred.
- F2The shares were transferred to a third party in full repayment of an outstanding loan owed by the reporting person to the third party. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, upon request, full information regarding the transactions for which the shares were transferred.