SEC Form 4 · accession 0001437749-15-020018
STEEL PARTNERS HOLDINGS L.P. · SPLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack L Howard
Officer — President · Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units, no par valueF1 | Nov 4, 2015 | P$0 | 706,991 | $0.00 | A | 1,250,639 | D | |
| Common Units, no par value | holding | — | — | — | 264,267 | I | By SPH SPV-I LLC | |
| Common Units, no par valueF2 | holding | — | — | — | 1,519,552 | I | By The II Trust | |
| Common Units, no par valueF3 | holding | — | — | — | 747,938 | I | By The III Trust | |
| Common Units, no par valueF4 | holding | — | — | — | 10,100 | I | By EMH Howard, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Common Units were acquired in a private transaction in exchange for equity in a private corporation.
- F2Mr. Howard is the trustee for The II Trust and may be deemed to have investment and voting power with respect to the Common Units held by The II Trust. Mr. Howard disclaims beneficial ownership of such Common Units beneficially owned by The II Trust, except to the extent of his pecuniary interest therein.
- F3Mr. Howard is the trustee for The III Trust and may be deemed to have investment and voting power with respect to the Common Units held by The III Trust. Mr. Howard disclaims beneficial ownership of such Common Units beneficially owned by The III Trust, except to the extent of his pecuniary interest therein.
- F4Mr. Howard is the managing member of EMH Howard, LLC and may be deemed to have investment and voting power with respect to the Common Units held by EMH Howard, LLC. Mr. Howard disclaims beneficial ownership of such Common Units beneficially owned by EMH Howard, LLC, except to the extent of his pecuniary interest therein.