SEC Form 4 · accession 0001209191-17-020369
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anup V Singh
Officer — Chief Financial Officer
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 9:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | S | 2,000 | $12.505 | D | 301,208 | D | |
| Common StockF3 | Mar 13, 2017 | S | 26,231 | $12.518 | D | 274,977 | D | |
| Common StockF4 | holding | — | — | — | 353,110 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 41,689 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 41,689 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired by the Reporting Person pursuant to the Issuer's 2013 Employee Stock Purchase Plan on March 9, 2017.
- F2Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F3The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $12.51 to a high sale price of $12.535. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F4Held directly by The Singh Family Trust. The reporting person has shared voting and investment control over these shares.
- F5Held directly by The Keshav Singh 2013 Irrevocable Trust. The reporting person has shared voting and investment control over these shares.
- F6Held directly by The Naveli Singh 2013 Irrevocable Trust. The reporting person has shared voting and investment control over these shares.