SEC Form 4 · accession 0001209191-16-156397
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suresh Vasudevan
Officer — Chief Executive Officer · Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 9:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2016 | M | 78,080 | $0.5867 | A | 1,127,052 | D | |
| Common StockF2 | Dec 19, 2016 | S | 78,080 | $8.1192 | D | 1,048,972 | D | |
| Common Stock | Dec 20, 2016 | M | 93,310 | $0.5867 | A | 1,142,282 | D | |
| Common StockF3 | Dec 20, 2016 | S | 93,310 | $8.1387 | D | 1,048,972 | D | |
| Common Stock | Dec 21, 2016 | M | 116,075 | $0.5867 | A | 1,165,047 | D | |
| Common StockF4 | Dec 21, 2016 | S | 116,075 | $8.0508 | D | 1,048,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $0.5867 | Dec 19, 2016 | M | 78,080 | D | — | Mar 8, 2021 | Common Stock | 78,080 | 1,891,920 | D |
| Employee Stock Option (Right to Buy)F5 | $0.5867 | Dec 20, 2016 | M | 93,310 | D | — | Mar 8, 2021 | Common Stock | 93,310 | 1,798,610 | D |
| Employee Stock Option (Right to Buy)F5 | $0.5867 | Dec 21, 2016 | M | 116,075 | D | — | Mar 8, 2021 | Common Stock | 116,075 | 1,682,535 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2016.
- F2The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.04 to a high sale price of $8.25. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F3The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.03 to a high sale price of $8.37. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F4The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $7.95 to a high sale price of $8.12. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F5The stock option was fully vested as of February 28, 2015.