SEC Form 4 · accession 0001209191-16-140685
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anup V Singh
Officer — Chief Financial Officer
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 9:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 6, 2016 | S | 794 | $8.4234 | D | 286,131 | D | |
| Common StockF3 | Jul 25, 2016 | G | 57,952 | $0.00 | D | 0 | I | See Footnote |
| Common StockF4 | Jul 25, 2016 | G | 57,952 | $0.00 | D | 0 | I | See Footnote |
| Common StockF5 | Jul 25, 2016 | G | 32,526 | $0.00 | A | 363,110 | I | See Footnote |
| Common StockF6 | Jul 25, 2016 | G | 41,689 | $0.00 | A | 41,689 | I | See Footnote |
| Common StockF7 | Jul 25, 2016 | G | 41,689 | $0.00 | A | 41,689 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F2The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.37 to a high sale price of $8.4484. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F3Held directly by The Anup V. Singh 2013 Grantor Retained Annuity Trust. The reporting person has shared voting and investment control over these shares.
- F4Held directly by The Monisha Singh 2013 Grantor Retained Annuity Trust. The reporting person has shared voting and investment control over these shares.
- F5Held directly by The Singh Family Trust. The reporting person has shared voting and investment control over these shares.
- F6Held directly by The Keshav Singh 2013 Irrevocable Trust. The reporting person has shared voting and investment control over these shares.
- F7Held directly by The Naveli Singh 2013 Irrevocable Trust. The reporting person has shared voting and investment control over these shares.