SEC Form 4 · accession 0001209191-15-076379
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Leary
Officer — VP Products, Solutions & Alli.
Period of report
Oct 19, 2015
Accepted (ET)
Oct 21, 2015 · 9:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 19, 2015 | M | 5,000 | $1.6533 | A | 197,969 | D | |
| Common StockF2 | Oct 19, 2015 | S | 5,000 | $22.6334 | D | 192,969 | D | |
| Common StockF3,F4 | Oct 19, 2015 | S | 10,000 | $22.638 | D | 283,326 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $1.6533 | Oct 19, 2015 | M | 5,000 | D | — | Dec 13, 2021 | Common Stock | 5,000 | 39,734 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2015.
- F2The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $22.41 to a high sale price of $22.93. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F3The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $22.40 to a high sale price of $22.93. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F4Held directly by The Daniel Leary Living Trust. The reporting person has sole voting and investment control over these shares.
- F5The stock option grant vested as to 1/4th of the total number of shares on November 16, 2012 and thereafter vested as to 1/48th of the total number of shares in equal monthly installments.