SEC Form 4 · accession 0001209191-15-070432
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Leary
Officer — VP Marketing
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 9:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 9, 2015 | S | 395 | $25.5366 | D | 210,448 | D | |
| Common StockF5 | Sep 11, 2015 | S | 7,267 | $25.125 | D | 203,181 | D | |
| Common StockF5 | Sep 11, 2015 | S | 10,212 | $25.125 | D | 192,969 | D | |
| Common StockF7 | holding | — | — | — | 303,326 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $25.532 to a high sale price of $25.541. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F2Includes 395 shares acquired by the Reporting Person pursuant to the Issuer's 2013 Employee Stock Purchase Plan on September 9, 2015.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2015.
- F4Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F5The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $24.56 to a high sale price of $25.47. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F6The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2014.
- F7Held directly by The Daniel Leary Living Trust. The reporting person has sole voting and investment control over these shares.