SEC Form 4 · accession 0001209191-15-070430
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anup V Singh
Officer — Chief Financial Officer
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 9:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2015 | S | 731 | $25.501 | D | 190,475 | D | |
| Common StockF4 | Sep 11, 2015 | S | 6,118 | $24.8408 | D | 184,357 | D | |
| Common StockF5 | holding | — | — | — | 335,584 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 57,952 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 57,952 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 731 shares acquired by the Reporting Person pursuant to the Issuer's 2013 Employee Stock Purchase Plan on September 9, 2015.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2014, as amended on March 31, 2014, June 12, 2014 and March 9, 2015.
- F3Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F4The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $24.54 to a high sale price of $25.32. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F5Held directly by The Singh Family Trust. The reporting person has shared voting and investment control over these shares.
- F6Held directly by The Anup V. Singh 2013 Grantor Retained Annuity Trust. The reporting person has shared voting and investment control over these shares.
- F7Held directly by The Monisha Singh 2013 Grantor Retained Annuity Trust. The reporting person has shared voting and investment control over these shares.