SEC Form 4 · accession 0001209191-15-054840
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Leary
Officer — VP Marketing
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2015 | M | 3,440 | $1.6533 | A | 217,432 | D | |
| Common Stock | Jun 16, 2015 | M | 3,610 | $3.74 | A | 221,042 | D | |
| Common Stock | Jun 16, 2015 | M | 24,299 | $0.5867 | A | 245,341 | D | |
| Common Stock | Jun 16, 2015 | M | 61,651 | $0.10 | A | 306,992 | D | |
| Common Stock | Jun 16, 2015 | S | 93,000 | $30.90 | D | 213,992 | D | |
| Common Stock | Jun 18, 2015 | M | 7,000 | $0.5867 | A | 220,992 | D | |
| Common StockF2 | Jun 18, 2015 | S | 4,400 | $30.3394 | D | 216,592 | D | |
| Common StockF3 | Jun 18, 2015 | S | 2,600 | $31.026 | D | 213,992 | D | |
| Common StockF5,F6 | Jun 18, 2015 | S | 15,300 | $30.3209 | D | 344,700 | I | See Footnote |
| Common StockF7,F6 | Jun 18, 2015 | S | 8,700 | $31.033 | D | 336,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F8 | $1.6533 | Jun 16, 2015 | M | 3,440 | D | — | Dec 13, 2021 | Common Stock | 3,440 | 51,615 | D |
| Employee Stock Option (Right to Buy)F9 | $3.74 | Jun 16, 2015 | M | 3,610 | D | — | Feb 25, 2023 | Common Stock | 3,610 | 88,058 | D |
| Employee Stock Option (Right to Buy)F10 | $0.5867 | Jun 16, 2015 | M | 24,299 | D | — | Mar 8, 2021 | Common Stock | 24,299 | 22,326 | D |
| Employee Stock Option (Right to Buy)F11 | $0.10 | Jun 16, 2015 | M | 61,651 | D | — | Jun 10, 2018 | Common Stock | 61,651 | 0 | D |
| Employee Stock Option (Right to Buy)F10 | $0.5867 | Jun 18, 2015 | M | 7,000 | D | — | Mar 8, 2021 | Common Stock | 7,000 | 15,326 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2014.
- F10The stock option was fully vested as of November 18, 2014.
- F11The stock option was fully vested as of May 19, 2012.
- F2The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $29.92 to a high sale price of $30.85. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F3The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $30.92 to a high sale price of $31.21. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F4The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2014.
- F5The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $29.89 to a high sale price of $30.87. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F6Held directly by The Daniel Leary Living Trust. The reporting person has sole voting and investment control over these shares.
- F7The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $30.89 to a high sale price of $31.23. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F8The stock option grant vested as to 1/4th of the total number of shares on November 16, 2012 and thereafter vested as to 1/48th of the total number of shares in equal monthly installments.
- F9The stock option grant vested as to 1/4th of the total number of shares on February 26, 2014 and thereafter vested as to 1/48th of the total number of shares in equal monthly installments.