SEC Form 4 · accession 0001209191-15-006324
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Umesh Maheshwari
Officer — Chief Technology Officer
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 8:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 21, 2015 | S | 11,700 | $24.1161 | D | 4,358,183 | D | |
| Common StockF3 | Jan 21, 2015 | S | 300 | $24.6633 | D | 4,357,883 | D | |
| Common StockF4 | Jan 22, 2015 | S | 11,900 | $23.1305 | D | 4,345,983 | D | |
| Common Stock | Jan 22, 2015 | S | 100 | $23.88 | D | 4,345,883 | D | |
| Common StockF5,F6 | Jan 21, 2015 | S | 4,000 | $24.1231 | D | 1,248,000 | I | See Footnote |
| Common StockF7,F6 | Jan 22, 2015 | S | 3,900 | $23.12 | D | 1,244,100 | I | See Footnote |
| Common StockF6 | Jan 22, 2015 | S | 100 | $23.93 | D | 1,244,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2014.
- F2The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $23.64 to a high sale price of $24.62. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F3The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $24.64 to a high sale price of $24.68. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F4The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $22.76 to a high sale price of $23.745. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F5The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $23.66 to a high sale price of $24.60. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- F6Held directly by The Maheshwari Children's Trust. The reporting person has shared voting and investment control over these shares.
- F7The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $22.78 to a high sale price of $23.71. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.