SEC Form 4 · accession 0001140361-17-008439
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Varun Mehta
Officer — Chief Strategy Officer · Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2017 | A | 1,720 | $0.00 | A | 379,656 | D | |
| Common StockF1,F3 | Feb 16, 2017 | A | 19,600 | $0.00 | A | 399,256 | D | |
| Common StockF4 | holding | — | — | — | 4,062,804 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 600,000 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 650,000 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 600,000 | I | See Footnote | |
| Common StockF8 | holding | — | — | — | 650,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's common stock upon settlement.
- F2These performance RSUs were awarded pursuant to the Company's annual incentive plan for fiscal year 2017. 100% of the performance RSUs will vest on March 10, 2017.
- F3One-third (1/3) of the performance RSUs will vest on March 10, 2017, and the remaining shares shall vest ratably each six months for the remaining two years thereafter.
- F4Held directly by The Mehta Family Trust U/A Dated 11/06/2006. The reporting person has shared voting and investment control over these shares.
- F5Held directly by The Jai Vir Mehta 2012 GST Trust. The reporting person has shared voting and investment control over these shares.
- F6Held directly by The Jai Vir Mehta Trust. The reporting person has shared voting and investment control over these shares.
- F7Held directly by The Kimaya Jia Mehta 2012 GST Trust. The reporting person has shared voting and investment control over these shares.
- F8Held directly by The Kimaya Jia Mehta Trust. The reporting person has shared voting and investment control over these shares.