SEC Form 4 · accession 0001140361-16-073730
Nimble Storage Inc · NMBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ping Li
Director · 10% Owner
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 26, 2016 | A | 25,300 | $0.00 | A | 35,676 | D | |
| Common StockF2 | holding | — | — | — | 256,850 | I | By Li Family Trust, dated July 24, 2009 | |
| Common StockF3 | holding | — | — | — | 3,661 | I | By Li Family GST Exempt Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of the Issuer's common stock. One-half (1/2) of the restricted stock units will vest on December 10, 2016 and the remaining restricted stock units will vest on June 10, 2017.
- F2The securities are held by Li Family Trust, dated July 24, 2009 (the "Trust"). Ping Li, a director of the Issuer, is a trustee of the Trust. Mr. Li disclaims beneficial ownership of all shares held by the Trust except to the extent of his pecuniary interest therein.
- F3The securities are held by Li Family GST Exempt Trust (the "GST"). Ping Li, a director of the Issuer, is the settlor of the GST. Mr. Li disclaims beneficial ownership of all shares held by the GST except to the extent of his pecuniary interest therein.