SEC Form 4 · accession 0001209191-17-016278
Mead Johnson Nutrition Co · MJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot Sigal
Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 10:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452575
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 2,373 | $0.00 | A | 13,721 | D | |
| Common Stock | holding | — | — | — | 2,590 | I | By Sigal Family Investments, LLC | |
| Common Stock | holding | — | — | — | 5,180 | I | By the C. Elliott Sigal 2012 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 5,180 | I | By the Ruth L. Sigal 2012 Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F2,F1 | — | Feb 28, 2017 | A | 1,709 | A | Feb 28, 2018 | Feb 28, 2018 | Common Stock | 1,709 | 1,709 | D |
| Restricted Stock Unit (RSU)F2,F3 | — | Mar 1, 2017 | M | 2,373 | D | Mar 1, 2017 | Mar 1, 2017 | Common Stock | 2,373 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of common stock.
- F2The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.
- F3Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.