SEC Form 4 · accession 0001209191-17-015594
Mead Johnson Nutrition Co · MJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Kasper Jakobsen
Officer — President and CEO · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 9:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452575
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 12,608 | $0.00 | A | 63,484 | D | |
| Common StockF1 | Feb 27, 2017 | F | 5,762 | $87.85 | D | 57,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F3,F2 | — | Feb 27, 2017 | M | 12,608 | D | Feb 27, 2017 | Feb 27, 2017 | Common Stock | 12,608 | 0 | D |
Explanation of responses
- F1Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
- F2Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
- F3The restricted stock units were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the restricted stock units.