SEC Form 4 · accession 0001209191-16-135716
Mead Johnson Nutrition Co · MJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Graciela Monteagudo
Officer — SVP&PresAmericas&Glob.Market'g
Period of report
Aug 4, 2016
Accepted (ET)
Aug 5, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001452575
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2016 | M | 8,454 | $78.15 | A | 13,800 | D | |
| Common Stock | Aug 4, 2016 | M | 11,528 | $78.15 | A | 25,328 | D | |
| Common Stock | Aug 4, 2016 | M | 7,854 | $81.55 | A | 33,182 | D | |
| Common StockF1 | Aug 4, 2016 | S | 30,836 | $87.5588 | D | 2,346 | D | |
| Common Stock | Aug 5, 2016 | M | 12,691 | $74.65 | A | 15,037 | D | |
| Common StockF2 | Aug 5, 2016 | S | 15,037 | $87.8133 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F3 | $78.15 | Aug 4, 2016 | M | 8,454 | D | — | Jun 1, 2022 | Common Stock | 8,454 | 0 | D |
| Stock Option (Right to Buy)F4,F5 | $78.15 | Aug 4, 2016 | M | 11,528 | D | — | Jun 1, 2022 | Common Stock | 11,528 | 0 | D |
| Stock Option (Right to Buy)F4,F6 | $81.55 | Aug 4, 2016 | M | 7,854 | D | — | Feb 28, 2024 | Common Stock | 7,854 | 3,930 | D |
| Stock Option (Right to Buy)F4,F7 | $74.65 | Aug 5, 2016 | M | 12,691 | D | — | Feb 27, 2023 | Common Stock | 12,691 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on August 4, 2016 at prices ranging from $87.33 to $88.02 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
- F2The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on August 5, 2016 at prices ranging from $87.73 to $87.95 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.
- F3This stock option was fully vested and exercisable. The stock option vested in three equal annual installments beginning on June 1, 2013, which was the first anniversary of the date on which the stock option was granted.
- F4The stock options were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the stock options.
- F5This stock option was fully vested and exercisable. The stock option vested in four equal annual installments beginning on June 1, 2013, which was the first anniversary of the date on which the stock option was granted.
- F6This portion of the stock option is vested and exercisable. The stock option vests in three equal annual installments beginning on February 28, 2015, which was the first anniversary of the date on which the stock option was granted.
- F7This stock option was fully vested and exercisable. The stock option vested in three equal annual installments beginning on February 27, 2014, which was the first anniversary of the date on which the stock option was granted.